Expert Legal Advice from Ison Harrison
A complaint may be directed to your regulatory body and the regulator will investigate the complaint fully. An investigation can lead to substantial fines and regulators have powers and sanctions at their disposal which they can impose upon you following an investigation.
This can be an extremely stressful and tiring procedure. Questions will be asked, documents will have to be filed, evidence gathered and responses drafted. In order to ensure that your interests are protected and you put forward the best possible response you should seek advice from a specialist regulatory solicitor.